商业快报

Wall St struggles to meet Mifid rules as waiver comes to an end
Mifid豁免期即将结束,华尔街努力满足相关规定

SEC shrugs off calls for longer exemption on changes governing investment research
美国证交会驳回了延长Mifid豁免期的请求,7月3日之后,证交会为期五年的不起诉意见信将不再保护美国券商。
The EU’s 2018 Markets in Financial Instruments Directive requires investors to pay separately for investment research and trading services

Big Wall Street banks are struggling to respond to rules governing investment research after the main US watchdog brushed aside pleas for a second extension to a temporary waiver.  

美国主要监管机构驳回第二次延长临时豁免的请求后,华尔街各大银行正在努力应对有关投资研究的规定。

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